出口合规：先过审，再谈单Export compliance: review first, trade second

处理器是典型的受关注物项。我们把出口合规审核前移到报价之前，用可复核的流程替代「应该没问题」的经验判断。Processors are a closely watched category. We move export compliance review ahead of quoting, replacing gut-feel judgement with a repeatable, auditable process.

只做可合法出口的物项Only lawfully exportable items

我们不经营受禁止出口的物项，也不通过第三地转运、拆单、变更品名等方式规避管制要求。We do not deal in prohibited items, and we do not use third-country transshipment, order splitting or misdescription to circumvent controls.

宁可放弃订单We would rather lose the order

当最终用户或最终用途无法核实、或存在明显「警示红旗」时，我们拒绝承接，而不是加价承接。When an end user or end use cannot be verified, or clear red flags exist, we decline — we do not price the risk in and proceed.

全流程留档可追溯Auditable records end to end

询盘、审核记录、许可文件、报关单证与物流记录全套归档，配合买方或主管机关事后核查。Inquiries, screening records, licence documents, customs paperwork and logistics records are archived to support later verification.

审核流程Screening process

六道关卡，逐单执行Six checkpoints, applied to every order

每一笔订单在签约前完成以下六个步骤；任一步骤不通过，订单一律不予承接，已收款项原路退回。Every order completes the six steps below before contracting. If any step fails, the order is declined and any funds received are returned.

01

物项分类核对Item classification

逐型号核对管制清单，确认是否落入中国《两用物项出口管制清单》或美国 EAR 的受控范围，明确适用的 ECCN / 管制编码与管制原因。Each SKU is checked against control lists to determine whether it falls within China's Dual-Use Items Export Control List or the U.S. EAR, and to identify the applicable ECCN and control reasons.

ECCN · 管制编码 · 管制原因

02

目的地与运输路径核查Destination & routing

核查目的国 / 地区是否属于禁运或受制裁范围，评估运输路径是否存在转运与再出口风险，必要时要求买方提供最终交货地说明。We screen the destination for embargoes and sanctions and assess routing for transshipment and re-export risk, requesting proof of final delivery location where needed.

Destination screening · routing risk

03

客户与最终用户背景核查Customer & end-user screening

对买方、收货人及已知最终用户进行名单筛查，覆盖中国出口管制管控名单与关注名单、美国实体清单 / 军事最终用户清单 / SDN 清单，并核查其控股关联方。Buyer, consignee and known end users are screened against China's export control lists and watch lists, and the U.S. Entity List, MEU List and SDN List — including majority-owned affiliates.

Denied-party screening · 50% affiliates

04

最终用途确认End-use confirmation

确认物项用于民用商业场景，不涉及军事最终用途、军事最终用户，或大规模杀伤性武器及其运载工具相关用途；对涉及先进计算研发生产等敏感用途的，按主管机关要求逐案报批。We confirm civilian commercial use, excluding military end use or end users and WMD-related applications. Sensitive uses — such as advanced computing R&D or production — follow case-by-case authorisation requirements.

Civil end use · red-flag assessment

05

许可证与单证管理Licences & documentation

需要许可的，向主管机关提出申请；取得许可后严格按许可条件执行。同时核验最终用户和最终用途说明等文件，明确买方不得擅自转售或改变用途。Where a licence is required we apply to the competent authority and execute strictly to its conditions, while verifying end-user and end-use statements and binding the buyer against unauthorised resale or change of use.

Licence application · EUC

06

发运申报与留档Declaration & record-keeping

按实际品名、型号、数量如实申报，单证与实物一致；发运后归档全部文件，并按法规要求保存备查。Shipments are declared truthfully by description, model and quantity, matching documents to physical goods. All records are archived for the legally required retention period.

Customs declaration · retention

常规订单的审核周期为 1–3 个工作日。需要申请出口许可的，周期取决于主管机关审批进度，我们无法承诺具体时间，也不会在许可取得前安排发运。Standard orders are reviewed within 1–3 business days. Where an export licence is required, timing depends on the authority's processing and is not something we can guarantee; nothing ships before the licence is granted.

业务边界Where we draw the line

以下订单我们不承接Orders we will not accept

这张清单是公开的，因为我们希望合作方在询盘之前就知道边界在哪。它同时适用于新客户与长期协议客户。This list is public because we want partners to know the boundaries before they inquire. It applies equally to new buyers and to long-standing contract customers.

有疑问？先问我们Not sure? Ask us first

流向受联合国、中国或美国制裁或禁运国家 / 地区的订单。Orders destined for countries or regions subject to UN, Chinese or U.S. sanctions or embargoes.
被列入中国出口管制管控名单、关注名单，或美国实体清单、军事最终用户清单、SDN 清单的主体，及其 50% 以上控股关联方。Parties on China's export control or watch lists, or the U.S. Entity List, MEU List or SDN List — including affiliates owned 50% or more.
军事最终用途、军事最终用户，或用于大规模杀伤性武器及其运载工具的用途。Military end uses or end users, or applications related to weapons of mass destruction and their delivery systems.
存在规避管制意图的转运、拆单、代收代运或最终用户虚假申报安排。Transshipment, order splitting, freight-forwarding or false end-user arrangements intended to circumvent controls.
要求伪造原产地、虚报品名或货值、篡改单证的订单。Requests to falsify origin, misdescribe goods or value, or alter documents.
最终用户或最终用途无法核实的订单 —— 这条我们执行得最严格。Orders whose end user or end use cannot be verified — the rule we enforce most strictly.

法规依据Legal basis

我们依据什么做判断What our decisions are based on

处理器多为美国原产物项，因此同一笔交易通常同时受中国出口管制法规与美国《出口管理条例》（EAR）的再出口规则约束。以下为主要依据。Most processors are U.S.-origin items, so a single transaction is typically subject to both Chinese export control law and U.S. EAR re-export rules. The main references are below.

中国侧China

《中华人民共和国出口管制法》（2020 年 12 月 1 日施行）Export Control Law of the PRC (in force 1 Dec 2020)
《中华人民共和国两用物项出口管制条例》（2024 年 12 月 1 日施行）Regulations on Export Control of Dual-Use Items (in force 1 Dec 2024)
mofcom.gov.cn
《中华人民共和国两用物项出口管制清单》（商务部、工业和信息化部、海关总署、国家密码局公告 2024 年第 51 号，2024 年 12 月 1 日起实施）Dual-Use Items Export Control List (Announcement No. 51 of 2024, effective 1 Dec 2024)
oscca.gov.cn
2026 年度《两用物项和技术进出口许可证管理目录》（商务部、海关总署公告 2025 年第 91 号，2025 年 12 月 31 日发布）2026 Catalogue for Licences of Dual-Use Items and Technologies (Announcement No. 91 of 2025, issued 31 Dec 2025)
mofcom.gov.cn
商务部公告 2025 年第 61 号：对境外相关稀土物项实施出口管制，其中最终用途为研发、生产 14 纳米及以下逻辑芯片或 256 层及以上存储芯片等情形，实行逐案审批（2025 年 11 月 17 日）MOFCOM Announcement No. 61 of 2025 on offshore rare-earth items, applying case-by-case review where the end use is R&D or production of sub-14nm logic or 256-layer-plus memory (17 Nov 2025)
mofcom.gov.cn
出口管制管控名单、关注名单制度，以及最终用户与最终用途管理要求Export control watchlists and control lists, plus end-user and end-use management requirements
exportcontrol.mofcom.gov.cn

美国侧（针对美国原产物项的再出口）United States (re-export of U.S.-origin items)

《出口管理条例》（EAR）及商业管制清单（CCL）项下的物项分类与许可要求Export Administration Regulations (EAR) and Commerce Control List (CCL) classification and licensing requirements
ECCN 3A090 等高算力集成电路管制：对 D:5 国家组（含中国）出口需申请许可，管制原因为「区域稳定」（RS），实行推定拒绝的审查政策Controls on advanced-computing ICs such as ECCN 3A090: a licence is required for Country Group D:5 (including China), under the "regional stability" (RS) reason with a presumption of denial
关于对中国先进计算集成电路适用通用禁令 10（GP10）的指引（BIS，2025 年 5 月 13 日）BIS guidance on applying General Prohibition 10 (GP10) to PRC advanced-computing ICs (13 May 2025)
bis.gov
防止先进计算集成电路转用的行业指南（BIS，2025 年 5 月 13 日）BIS industry guidance to prevent diversion of advanced computing ICs (13 May 2025)
bis.gov
实体清单与军事最终用户（MEU）清单，以及列单主体 50% 股权穿透规则（2025 年 9 月 30 日发布；自 2025 年 11 月 10 日起暂停一年，至 2026 年 11 月 9 日）Entity List and Military End User (MEU) List, and the 50% affiliates rule for listed entities (issued 30 Sep 2025; suspended for one year from 10 Nov 2025 to 9 Nov 2026)
federalregister.gov

以上列示仅用于说明我们的审核依据，法规会持续更新，请以主管机关最新公布文本为准。我们也建议买方就自身适用场景咨询本地专业律师。These references explain the basis of our screening only. Regulations change continuously — the latest published text from the competent authorities prevails, and we recommend buyers take local legal advice on their own use case.

常见问题FAQ

买方最常问的五个问题The five questions buyers ask most

没有统一答案。结论取决于三个变量：具体型号（不同型号性能参数不同，受控状态可能不同）、目的地（是否属于禁运或受管制目的地）、最终用户与最终用途（是否涉及清单主体或敏感用途）。因此我们不做「全系列可出口」这类表述，而是逐单判断。低功耗、面向边缘与电信场景的型号，通常受限程度低于顶级高算力型号，但这仍是逐单核查的结论，而不是型号级别的预先承诺。There is no single answer. It depends on three variables: the exact SKU (controlled status can differ between performance tiers), the destination, and the end user and end use. That is why we make no blanket "exportable range" claim and assess each order individually. Lower-power parts aimed at edge and telco use are generally subject to fewer restrictions than top-end compute parts — but that remains a per-order conclusion, not an SKU-level pre-clearance.

不能，我们也不会做出这种承诺。物项是否受控、是否需要许可，最终由制造商公布的分类结论与主管机关认定。我们能做的是：在报价阶段给出初步分类意见，说明依据与不确定性，并在发现需要许可时明确告知买方，由买方决定是否继续。No — and we will not. Whether an item is controlled and whether a licence is required is ultimately determined by the manufacturer's published classification and by the competent authorities. What we can do is give a preliminary classification view at quote stage, state the basis and the uncertainty, and tell you clearly if a licence is needed so you can decide whether to proceed.

因为主体是否列单只是判断维度之一。出口合规同时关注物项本身的受控状态、目的地、运输路径，以及最终用途是否落在敏感领域；此外还可能涉及买方关联方的持股关系。清单筛查只是六道关卡中的一道。Because listing status is only one dimension. Export compliance also turns on the item's controlled status, the destination, the routing, and whether the end use falls into a sensitive area — and it can extend to a buyer's ownership relationships. List screening is just one of six checkpoints.

公司名称与注册地址、联系人、目标型号与数量、目的地国家 / 城市、最终用户名称、预期用途（例如自用云平台扩容、整机装配销售、研发测试），以及需要的贸易术语与交期。涉及许可的，需要进一步提供最终用户和最终用途说明等文件。材料越完整，报价与审核越快。Company name and registered address, contact person, target SKUs and quantities, destination country and city, end-user name, intended use (for example internal cloud expansion, system assembly for resale, or R&D testing), plus your required Incoterms and delivery window. Where a licence is involved, end-user and end-use statements will be required in addition. The more complete the input, the faster the quote and review.

我们会书面说明不予承接，并说明原因类别（例如目的地限制、最终用户问题、最终用途不明）。已支付的款项原路退回，不收取费用。我们不会建议买方改用其他主体、其他品名或其他路径来「绕过」这一点 —— 这类建议本身也可能构成规避管制的帮助行为。We decline in writing, stating the category of reason (for example destination restriction, end-user concern, or unclear end use). Any payment received is returned in full at no charge. We will not suggest using a different entity, description or routing to "work around" it — offering that advice could itself amount to facilitating circumvention.

重要声明Important statement

本页内容用于说明深圳市砺界科技有限公司的出口合规审核流程与业务边界，不构成法律意见，不构成对任何特定交易可合法完成的承诺，也不构成对任何物项受控状态或可否免许可出口的结论性判断。具体的出口管制分类、许可要求与合规路径，请以制造商公布的分类结论及中国商务部、美国商务部工业与安全局（BIS）等主管机关的最终认定为准，并建议取得具备相应资质的专业法律顾问意见。砺界保留在不予说明理由的情况下拒绝任何订单的权利。This page describes the export compliance process and business boundaries of Shenzhen Lijie Technology Co., Ltd. It does not constitute legal advice, a commitment that any particular transaction can lawfully be completed, or a concluded determination of any item's controlled status or licence-free exportability. Classification, licensing requirements and compliance routes are governed by the manufacturer's published classification and the final determinations of the competent authorities, including MOFCOM of China and the U.S. Bureau of Industry and Security (BIS); specialist legal advice is recommended. Lijie reserves the right to decline any order without stating reasons.

想先确认某笔交易是否可行？Want to check whether a transaction is viable first?

把型号、目的地与用途发给我们，我们可以在报价之前先给出合规可行性初判。Send the SKU, destination and use case — we can give an initial compliance assessment before quoting.

提交询盘Send inquiry